The Squat Resource: Information and Research on the Squat Exercise

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Squat Resource: Information and Research on the Squat Exercise

Compiled and originally posted on the Super Training list by Jamie Carruthers (CarruthersJam@aol.com)

Here are a number of useful resources concerning the squat. Note the PDF files will take some time to download: 

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– SQUAT LINKS –
WHAT ALL SQUATTERS "KNEED" TO KNOW - Frederick C. Hatfield, Ph.D., MSS
http://www.drsquat.com/index.cfm?action=viewarticle&articleID=5
The Importance of Knowing Squat
Frederick C. Hatfield, Ph.D., MSS
http://www.dolfzine.com/page253.htm
I Know Squat
Part 2: Proper Squatting Techniques
http://www.dolfzine.com/page285.htm
Squatting and the Implications of Technique on Muscle Function 
David Woodhouse: Sports Science MSc
http://www.drsquat.com/index.cfm?action=viewarticle&articleID=73
Purepowermag
Don't know Squat 
Krieger, Wagman, Wagner
http://www.purepowermag.com/samples/pdf/squat1to39.pdf
Front Squat Techniques 
Dr. Mel Siff
http://staff.washington.edu/griffin/front_squat.html
Biomechanics Research Squat, Bench, Deadlift
Dave Sandler
http://www.strengthpro.com/ca/swis02.pdf
Squat quotes from the experts
http://www.strengthcats.com/SquatQuote.PDF

– SQUAT RESEARCH –

Med Sci Sports Exerc 2001 Jun;33(6):984-98

A three-dimensional biomechanical analysis of the squat during varying stance widths.

Escamilla RF, Fleisig GS, Lowry TM, Barrentine SW, Andrews JR

PURPOSE: The purpose of this study was to quantify biomechanical parameters employing two-dimensional (2-D) and three-dimensional (3-D) analyses while performing the squat with varying stance widths. METHODS: Two 60-Hz cameras recorded 39 lifters during a national powerlifting championship. Stance width was normalized by shoulder width (SW), and three stance groups were defined: 1) narrow stance squat (NS), 107 ± 10% SW; 2) medium stance squat (MS), 142 ± 12% SW; and 3) wide stance squat (WS), 169 ± 12% SW.

RESULTS: Most biomechanical differences among the three stance groups and between 2-D and 3-D analyses occurred between the NS and WS. Compared with the NS at 45 degrees and 90 degrees knee flexion angle (KF), the hips flexed 6-11 degrees more and the thighs were 7-12 degrees more horizontal during the MS and WS. Compared with the NS at 90 degrees and maximum KF, the shanks were 5-9 degrees more vertical and the feet were turned out 6 degrees more during the WS. No significant differences occurred in trunk positions.

Hip and thigh angles were 3-13 degrees less in 2-D compared with 3-D analyses. Ankle plantar flexor (10-51 N.m), knee extensor (359-573 N.m), and hip extensor (275-577 N.m) net muscle moments were generated for the NS, whereas ankle dorsiflexor (34-284 N.m), knee extensor (447-756 N.m), and hip extensor (382-628 N.m) net muscle moments were generated for the MS and WS. Significant differences in ankle and knee moment arms between 2-D and 3-D analyses were 7-9 cm during the NS, 12-14 cm during the MS, and 16-18 cm during the WS.

CONCLUSIONS: Ankle plantar flexor net muscle moments were generated during the NS, ankle dorsiflexor net muscle moments were produced during the MS and WS, and knee and hip moments were greater during the WS compared with the NS. A 3-D biomechanical analysis of the squat is more accurate than a 2-D biomechanical analysis, especially during the WS.

Res Q Exerc Sport 1989 Sep; 60(3):201-8

A preliminary comparison of front and back squat exercises.

Russell PJ, Phillips SJ

The purpose of this study was to compare the knee extensor demands and low back injury risks of the front and back squat exercises. Highly strength-trained college-aged males (n = 8), who performed each type of squat (Load = 75% of front squat one repetition maximum), were filmed (50 fps) from the sagittal view. The body was modeled as a five link system. Film data were digitized and reduced through Newtonian mechanics to obtain joint forces and muscle moments. Mean and individual subject data results were examined.

The maximum knee extensor moment comparison indicated similar knee extensor demands, so either squat exercise could be used to develop knee extensor strength. Both exercises had similar low back injury risks for four subjects, but sizable maximum trunk extensor moment and maximum lumbar compressive and shear force differences existed between the squat types for the other subjects.

The latter data revealed that with the influence of trunk inclination either exercise had the greatest low back injury risk (i.e., with greater trunk inclination: greater trunk extensor demands and lumbar shear forces, but smaller lumbar compressive forces). For these four subjects low back injury risk was influenced more by trunk inclination than squat exercise type.

J Biomed Eng 1988 Jul;10(4):312-8

Potential of lumbodorsal fascia forces to generate back extension moments during squat lifts.

McGill SM & Norman RW

The lumbodorsal fascia (LDF) has been implicated in numerous biomechanical interpretations of low back mechanics as a tissue that provides support to the lumbar spine during demanding load bearing. One hypothesis is that oblique abdominal muscle forces contribute to trunk extensor moment by transforming lateral abdominal tension into longitudinal tension via the LDF. However, a review of the anatomical literature supports the hypothesis that extensor forces in the LDF result from tension within the latissimus dorsi muscle. The purpose of our work was to evaluate the potential of the LDF to generate trunk extensor moment using two mathematical models: one that activated the LDF with the abdominals and another that activated the LDF with the latissimus dorsi. Efforts were made to represent the anatomy as accurately as possible.

The results from three subjects performing six squat lifts each, suggested that the potential of the LDF to contribute significant extensor moment has been overestimated. In fact, the issue of whether the LDF is activated by the abdominals or the latissimus dorsi is irrelevant because neither strategy appeared able to generate sizable extensor moments in the type of lift studied.

Eur J Appl Physiol 2001 Mar; 84(3):227-32

Force/velocity and power/velocity relationships in squat exercise.

Rahmani A, Viale F, Dalleau G, Lacour JR

The purpose of this study was to describe the force/velocity and power/velocity relationships obtained during squat exercise. The maximal force (F0) was extrapolated from the force/velocity relationship and compared to the isometric force directly measured with the aid of a force platform placed under the subject's feet. Fifteen international downhill skiers [mean (SD) age 22.4 (2.6) years, height 178 (6.34) cm and body mass 81.3 (7.70) kg] performed maximal dynamic and isometric squat exercises on a guided barbell. The dynamic squats were performed with masses ranging from 60 to 180 kg, which were placed on the shoulders.

The force produced during the squat exercise was linearly related to the velocity in each subject (r2 = 0.83-0.98). The extrapolated F0 was 23% higher than the measured isometric force, and the two measurements were not correlated. This may be attributed to the position of the subject, since the isometric force was obtained at a constant angle (90 degrees of knee flexion), whereas the dynamic forces were measured through a range of movements (from 90 degrees to 180 degrees).

The power/velocity relationship was parabolic in shape for each subject (r2 = 0.94-0.99). However, the curve obtained exhibited only an ascending part. The highest power was produced against the lightest load (i.e., 60 kg). The maximal power (Wmax) and optimal velocity were never reached. The failure to observe the descending part of the power/velocity curve may be attributed to the upper limitation of the velocities studied. Nevertheless, the extrapolation of Wmax from the power/velocity equation showed that it would be reached for a load close to body mass, or even under unloaded conditions.

Med Sci Sports Exerc 1986 Aug;18(4):469-78

Biomechanics of the squat exercise using a modified center of mass bar.

Lander JE, Bates BT, Devita P

The purpose of the study was to investigate the effects of load height on selected performance characteristics of a squat exercise. A lower center of mass bar was designed that allowed the integrity of the squat exercise to be maintained while possibly reducing the chances of injury. Five trials were performed with the center of mass of the bar was set at shoulder height (C1) and lowered 18% (C2) and 36% (C3) of the subject's height below the normal bar position using the inverted "U" bar. All trials were filmed as the subjects lifted on a force platform. A balloon catheter was inserted into the subject's recta to monitor intra-abdominal pressure (IAP).

High correlations were found between IAP, joint moment, and force data. Many of the critical parameters occurred just after the lowest squat position. Significant differences in trunk angle excursion and trunk angular velocity indicated a greater ease of hip extension for the center of mass bar conditions. No differences were observed between conditions for thigh and knee angles and joint moments indicating kinematic similarity for the lower extremity.

IAP was always least for C2 and C3, while compression, shear, and back muscle forces did not differ. It was estimated that the greater IAP was responsible for relieving back muscle forces and compression by up to 15 and 21%, respectively, and increased stress with the weight at shoulder height stimulated a response for greater IAP to help alleviate the stresses on the spine.

Med Sci Sports Exerc 1990 Feb;22(1):117-26

The effectiveness of weight-belts during the squat exercise.

Lander JE, Simonton RL, Giacobbe JK

The purpose of this study was to examine the effectiveness of weight-belts during the performance of the parallel squat exercise. Six subjects were filmed (40 fps) as they performed three trials at each of three belt conditions (NB, none; LB, light; HB, heavy) in random order and three load conditions (70, 80, 90% 1RM (one repetition maximum] in increasing order. The parameters examined were collected and interfaced to a computer via an analog-to-digital (A/D) converter: ground reaction forces, intra-abdominal pressure (IAP), and EMG for the rectus abdominus (RA), external oblique (EO), and erector spinae (ES) muscles. Most differences were observed during the 90% 1RM condition, and only they are presented in this paper. Maximum IAP values were always greater (P less than 0.05) for the weight-belt conditions (LB, 29.2; HB, 29.1 greater th an NB, 26,8 kPa). Similar results were observed for the mean IAP. The integrated EMG (iEMG) activity of the muscles and adjusted mean values for back compressive force and back muscle force followed a similar but opposite pattern, with NB being the greatest. ES mEMG/(L5/S1) values for HB (18.1%) were the least, followed by LB (20.01%) and NB (22.3%). Few differences were observed between belt types.

These data suggest that a weight-belt can aid in supporting the trunk by increasing IAP.

Med Sci Sports Exerc 1985 Oct; 17(5):613-20

Lumbar spine loading during half-squat exercises.

Cappozzo A, Felici F, Figura F, Gazzani F

Evaluation of the compressive load acting on the lumbar spine (L3-L4) during half-squat exercises executed with a barbell resting on the subject's shoulders was undertaken. The kinematics of the upper body segments of two male and two female subjects as well as the barbell were described using data obtained by means of an optoelectronic system (CoSTEL). L3-L4 compressive load was calculated using a model of the anatomy of the trunk musculoskeletal system. Filtered surface electromyographic trunk flexor recordings from the obliquus externus and rectus abdominis and trunk extensor erectores spinae muscles as well as measurement of the ground reaction forces were also carried out for predicted result validation.

During half-squat exercises with barbell loads in the range 0.8 to 1.6 times body weight the compressive loads on the L3-L4 segment vary between 6 and 10 times body weight. Erectores spinae contraction force was predicted to be between 30 and 50% of the relevant maximal isometric force.

The magnitude of trunk flexion was found to be the variable which influenced most spinal compression load.

Med Sci Sports Exerc 1989 Oct; 21(5):613-8

Effect of load, cadence, and fatigue on tibio-femoral joint force during a half squat.

Hattin HC, Pierrynowski MR, Ball KA

Ten male university student volunteers were selected to investigate the 3D articular force at the tibio-femoral joint during a half squat exercise, as affected by cadence, different barbell loads, and fatigue. Each subject was required to perform a half squat exercise with a barbell weight centered across the shoulders at two different cadences (1 and 2 s intervals) and three different loads (15, 22 and 30% of the one repetition maximum). Fifty repetitions at each experimental condition were recorded with an active optoelectronic kinematic data capture system (WATSMART) and a force plate (Kistler). Processing the data involved a photogrammetric technique to obtain subject tailored anthropometric data. The findings of this study were:

1) the maximal antero-posterior shear and compressive force consistently occurred at the lowest position of the weight, and the forces were very symmetrically disposed on either side of this halfway point;

2) the medio-lateral shear forces were small over the squat cycle with few peaks and troughs;

3) cadence increased the antero-posterior shear (50%) and the compressive forces (28%);

4) as a subject fatigues, load had a significant effect on the antero-posterior shear force;

5) fatigue increased all articular force components but it did not manifest itself until about halfway through the 50 repetitions of the exercise;

6) the antero-posterior shear force was most affected by fatigue;

7) cadence had a significant effect on fatigue for the medio-lateral shear and compressive forces.

Med Sci Sports Exerc 1997 Apr; 29(4):532-9

EMG analysis of lower extremity muscle recruitment patterns during an unloaded squat.

Isear JA Jr, Erickson JC, Worrell TW.

During an unloaded squat, hamstring and quadriceps co-contraction has been documented and explained via a co-contraction hypothesis. This hypothesis suggests that the hamstrings provide a stabilizing force at the knee by producing a posteriorly-directed force on the tibia to counteract the anterior tibial force imparted by the quadriceps. Research support for this hypothesis, however, is equivocal. 

Therefore, the purposes of this study were 1) to determine muscle recruitment patterns of the gluteus maximus, hamstrings, quadriceps, and gastrocnemius during an unloaded squat exercise via EMG and 2) to describe the amount of hamstring-quadriceps co-contraction during an unloaded squat. 

Surface electrodes were used to monitor the EMG activity of six muscles of 41 healthy subjects during an unloaded squat. Each subject performed three 4-s maximal voluntary isometric contractions (MVIC) for each of the six muscles. Electrogoniometers were applied to the knee and hip to monitor joint angles, and each subject performed three series of four complete squats in cadence with a metronome (50 beats.min-1). Each squat consisted of a 1.2-s eccentric, hold, and concentric phase. A two-way repeated measures ANOVA (6 muscles x 7 arcs) was used to compare normalized EMG (percent MVIC) values during each arc of motion (0-30 degrees, 30-60 degrees, 60-90 degrees, hold, 90-60 degrees, 60-30 degrees, 30-0 degrees) of the squat. Tukey post-hoc analyses were used to quantify and interpret the significant two-way interactions. 

Results revealed minimal hamstring activity (4-12% MVIC) as compared with quadriceps activity (VMO: 22-68%, VL: 21-63% of MVIC) during an unloaded squat in healthy subjects. This low level of hamstring EMG activity was interpreted to reflect the low demand placed on the hamstring muscles to counter anterior shear forces acting at the proximal tibia.

J Strength Cond Res 2002 Aug; 16(3): 428-32

The effect of back squat depth on the EMG activity of 4 superficial hip and thigh muscles.

Caterisano A, Moss RF, Pellinger TK, Woodruff K, Lewis VC, Booth W, Khadra T.

*** The following study showed that if you wish to exercise the glutes, then a full depth squat is highly recommended.

The purpose of this study was to measure the relative contributions of 4 hip and thigh muscles while performing squats at 3 depths. Ten experienced lifters performed randomized trials of squats at partial, parallel, and full depths, using 100-125% of body weight as resistance. Electromyographic (EMG) surface electrodes were placed on the vastus medialis (VMO), the vastus lateralis, (VL), the biceps femoris (BF), and the gluteus maximus (GM). EMG data were quantified by integration and expressed as a percentage of the total electrical activity of the 4 muscles. 

Analysis of variance (ANOVA) and Tukey post hoc tests indicated a significant difference in the relative contribution of the GM during the concentric phases among the partial- (16.9%), parallel- (28.0%), and full-depth (35.4%) squats. 

There were no significant differences between the relative contributions of the BF, the VMO, and the VL at different squatting depths during this phase. The results suggest that the GM, rather than the BF, the VMO, or the VL, becomes more active in concentric contraction as squat depth increases.

Med Sci Sports Exerc 1999 Mar;31(3):428-36

Stance width and bar load effects on leg muscle activity during the parallel squat.

McCaw ST, Melrose DR.

*** This study concluded that that stance width does not cause significant isolation within the quadriceps but does influence muscle activity on the medial thigh and buttocks.

PURPOSE: Altering foot stance is often prescribed as a method of isolating muscles during the parallel squat. The purpose of this study was to compare activity in six muscles crossing the hip and/or knee joints when the parallel squat is performed with different stances and bar loads. 

METHODS: Nine male lifters served as subjects. Within 7 d of determining IRM on the squat with shoulder width stance, surface EMG data were collected (800 Hz) from the rectus femoris, vastus medialis, vastus lateralis, adductor longus, gluteus maximus, and biceps femoris while subjects completed five nonconsecutive reps of the squat using shoulder width, narrow (75% shoulder width), and wide (140% shoulder width) stances with low and high loads (60% and 75% 1RM, respectively). Rep time was controlled. A goniometer on the right knee was used to identify descent and ascent phases. Integrated EMG values were calculated for each muscle during phases of each rep, and the 5-rep means for each subject were used in a repeated measures ANOVA (phase x load x stance, alpha = 0.05). 

RESULTS: For rectus femoris, vastus medialis, and vastus lateralis, only the load effect was significant. Adductor longus exhibited a stance by phase interaction and a load effect. Gluteus maximus exhibited a load by stance interaction and a phase effect. Biceps femoris activity was highest during the ascent phase. 

CONCLUSION: The results suggest that stance width does not cause isolation within the quadriceps but does influence muscle activity on the medial thigh and buttocks.

Spine 1994 Mar 15;19(6):687-95

Electromyographic activity of selected trunk and hip muscles during a squat lift. Effect of varying the lumbar posture.

Vakos JP, Nitz AJ, Threlkeld AJ, Shapiro R, Horn T.

*** This study confirmed that there are significant differences in muscle recruitment patterns between the trunk extensor and hip extensor strategies of squatting throughout the range of movement. Unfortunately many personal trainers and fitness "authorities" are sufficiently aware of these differences.

Electromyographic (EMG) activity of selected hip and trunk muscles was recorded during a squat lift, and the effects of two different lumbar spine postures were examined. Seven muscles were analyzed: rectus abdominis (RA), abdominal obliques (AO), erector spinae (ES), latissimus dorsi (LD), gluteus maximus (GM), biceps femoris (BF), and semitendinosus (ST). The muscles were chosen for their attachments to the thoracolumbar fascia and their potential to act on the trunk, pelvis, and hips. Seventeen healthy male subjects participated in the study. Each subject did three squat lifts with a 157-N crate, with the spine in both a lordotic and kyphotic posture. The lift was divided into four equal periods. EMG activity of each muscle was quantified for each period and normalized to the peak amplitude of a maximal voluntary isometric contraction (MVIC). A two-way analysis of variance (ANOVA) for repeated measures was used to analyze the effects of posture on the amplitude and timing of EMG activity during the lift. 

Two patterns of EMG activity were seen: a trunk muscle pattern (RA, AO, ES, and LD) and a hip extensor pattern (GM, BF, ST). 

1. In the trunk muscle pattern (TP), EMG activity was greatest (in RA, AO, ES, and LD) in the first quarter and decreased as the lift progressed. 

2. In the hip extensor pattern (HP), EMG activity was least (in GM, BF, ST) in the first quarter, increased in the second and third quarters, and decreased in the final phase of the lift. 

Differences were seen among subjects and in the timing of the muscle activity in all muscles.

Med Sci Sports Exerc 1996 Feb;28(2):218-24

High- and low-bar squatting techniques during weight-training.

Wretenberg P, Feng Y, Arborelius UP.

*** This study showed that there are major differences in muscle recruitment and joint torque between Weightlifting and Powerlifting squats. In particular, Weightlifters distribute the load more equally between hip and knee, whereas Powerlifters put relatively more load on the hip joint. The thigh muscular activity was found to be slightly higher for powerlifters. Note that Sumo style squats were not examined in this study, but it would probably have been found that this places even greater load on the hips as compared with the knees.

Eight Swedish national class weightlifters performed "high-bar" squats and six national class powerlifters performed "low-bar" squats, with a barbell weight of 65% of their 1 RM, and to parallel-and a deep-squatting depth. Ground reaction forces were measured with a Kistler piezo-electric force platform and motion was analyzed from a video record of the squats. A computer program based on free-body mechanics was designed to calculate moments of force about the hip and knee joints. EMG from vastus lateralis, rectus femoris, and biceps femoris was recorded and normalized. The peak moments of force were flexing both for the hip and the knee. 

The mean peak moments of force at the hip were for the weightlifters 230 Nm (deep) and 216 Nm (parallel), and for the powerlifters 324 Nm (deep), and 309 Nm (parallel). At the knee the mean peak moments for the weightlifters were 191 Nm (deep) and 131 Nm (parallel), and for the powerlifters 139 Nm (deep) and 92 Nm (parallel). The weightlifters had the load more equally distributed between hip and knee, whereas the powerlifters put relatively more load on the hip joint. The thigh muscular activity was slightly higher for the powerlifters. 

J Strength Cond Res 2001 May;15(2):235-40

The effects of a weight belt on trunk and leg muscle activity and joint kinematics during the squat exercise.

Zink AJ, Whiting WC, Vincent WJ, McLaine AJ.

***The following study concluded that the use of a weight belt during squats may affect the path of the barbell and speed of the lift without altering electric activity of the muscles. This suggests that the use of a weight belt may increase explosive power by increasing the speed of the movement without compromising the joint range of motion or overall lifting technique. So much for all the claims about belts being of no value in lifting.

Fourteen healthy men participated in a study designed to examine the effects of weight-belt use on trunk and leg-muscle myoelectric activity (EMG) and joint kinematics during the squat exercise. 

Each subject performed the parallel back squat exercise at a self-selected speed according to his own technique with 90% of his IRM both without a weight belt (NWB) and with a weight belt (WB). Myoelectric activity of the right vastus lateralis, biceps femoris, adductor magnus, gluteus maximus, and erector spinae was recorded using surface electrodes. Subjects were videotaped from a sagittal plane view while standing on a force plate. WB trials were completed significantly faster than NWB trials over the entire movement and in both the downward phase (DP) and upward phase (UP). 

No significant differences in EMG were detected between conditions for any of the muscle groups or for any joint angular kinematic variables during either phase of the lift. The total distance traveled by the barbell both anteriorly and vertically was significantly greater (p 0.01) in the WB condition than the NWB condition. The velocity of the barbell was significantly greater both vertically and horizontally during both the DP and UP in the WB condition as compared with the NWB condition. 

These data suggest that the use of a weight belt during the squat exercise may affect the path of the barbell and speed of the lift without altering myoelectric activity. This suggests that the use of a weight belt may improve a lifter's explosive power by increasing the speed of the movement without compromising the joint range of motion or overall lifting technique.

Compiled and originally posted on the Super Training list by Jamie Carruthers (CarruthersJam@aol.com)

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